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Read more about the article How Vendorly Can Help Investment Advisors Meet SEC’s New Rule 206(4)-11 Requirements

How Vendorly Can Help Investment Advisors Meet SEC’s New Rule 206(4)-11 Requirements

  • Post author:corporateadmin
  • Post published:April 11, 2024
  • Post category:Blog
  • Post comments:0 Comments

In an era of heightened regulatory scrutiny, the Securities and Exchange Commission (SEC) has proposed a new rule under the Investment Advisers Act of 1940, Rule 206(4)-11. This initiative aims…

Continue ReadingHow Vendorly Can Help Investment Advisors Meet SEC’s New Rule 206(4)-11 Requirements
Read more about the article How a Vendor Management System Can Help Keep Track of Vendor Contracts

How a Vendor Management System Can Help Keep Track of Vendor Contracts

  • Post author:corporateadmin
  • Post published:June 19, 2023
  • Post category:Blog
  • Post comments:0 Comments

Your company probably relies on a wide range of vendors and suppliers to provide the goods and services needed to operate. Regardless of industry or business type, your vendors and…

Continue ReadingHow a Vendor Management System Can Help Keep Track of Vendor Contracts
Read more about the article Third-Party Risk Issues in Mortgage Lending

Third-Party Risk Issues in Mortgage Lending

  • Post author:corporateadmin
  • Post published:November 10, 2022
  • Post category:Blog
  • Post comments:0 Comments

The concern with third-party risk management (TPRM) in the lending industry is based on the vast number of vendors who serve financial institutions to actually manufacture a loan. Each vendor…

Continue ReadingThird-Party Risk Issues in Mortgage Lending

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If you are using a screen reader and are having problems using this website, please call (855)339-6325 for assistance.

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  • About
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  • About
  • Features
    • Vendor Management
    • Contract Management
    • Due Diligence
    • Third Party Originator (TPO) Oversight
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    • Blog
    • Contact Us

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