Stay current with news, trends and best practices in vendor risk management.
November 10, 2025 · 6 min read
The concern with third-party risk management in mortgage lending has never been greater. As financial institutions increasingly rely on vendors for critical processes, the stakes have risen considerably.
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October 7, 2024 · 6 min read
In May of 2024, the Office of the Comptroller of the Currency (OCC) released comprehensive guidance specifically tailored for community banks on managing third-party relationships.
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April 11, 2024 · 5 min read
In an era of heightened regulatory scrutiny, the SEC has introduced Rule 206(4)-11 under the Investment Advisers Act, mandating that registered investment advisers conduct thorough due diligence on service providers.
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June 19, 2023 · 5 min read
Vendor Management Systems, or VMS, have become essential tools for organizations looking to streamline their vendor relationships while maintaining compliance and controlling costs.
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June 19, 2023 · 4 min read
Your company probably relies on a wide array of third-party vendors to keep operations running smoothly. From software providers to service contractors, each relationship comes with its own contract.
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August 13, 2022 · 4 min read
"These are very challenging times for independent mortgage bankers." As companies face mounting compliance requirements and shrinking margins, outsourcing vendor management is becoming a strategic priority.
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August 13, 2022 · 5 min read
Vendor management used to mean little more than keeping a list of suppliers and making sure invoices were paid on time. The regulatory landscape has changed that calculus dramatically.
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June 3, 2022 · 5 min read
Any given organization will likely keep a roster of dozens — if not hundreds — of third-party vendors. These relationships are vital to operations but also represent significant risk that demands active oversight.
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